What's Working Now is back!

Since 1975, Mr. Bott's career has dealt in municipal, treasury, mortgage-backed securities, and corporate bonds. He has also dealt in commodities, futures, interest rate swaps and all types of mutual funds. Snce 1982, he has written one of the top performing newsletters in the country, "Trendtracker", commentating on economic and financial issues and has been the General Partner and portfolio manager of Parallax Capital Partners, LP, a hedge fund specializing in fixed income products, since 1998. He has participated in programs for the Dallas Investors Forum, the Woodlands Investors Group, and The Houston Investors Association, for whom he has, for over a year, done monthly meetings at University of Houston. John takes the most pride in the fact that over the course of his career and after selling billions of dollars in bonds, he has never had a single client complaint.

John is a registered representative who holds the FINRA Series 7, 24, and 63.

As president of Tri-Star Financial, Bill Payne has led his company from a one-person firm to one which now has over 20 employees, and which services thousands of clients and manages millions of dollars.

His client list includes bankers, credit unions, pension funds, foundations, corporations, life insurance companies, municipalities and many, many valued individual clients.

Mr. Payne's career spans over 20 years in the financial services industry. His firm offers CDs, general securities, fixed income and insurance products. Although Bill is president of his corporation, he spends most of his time handling the every day needs of his valued clients. He insists that his clients are what make the business interesting and challenging. He is proud that there has never been a complaint filed with the NASD from any of his customers. In today's market, that is something to be proud of!

Bill has a series 7 (General Securities) series 24 (Principal License) series 53 (Municipal Principal) series 63 (Blue Sky License) Group 1 (Life & Health Insurance).

Mr. Vaughan graduated from Baylor University with a double major in Finance and International Business. He has 15 years of experience in the fixed-income markets in trading as well as sales. His areas of expertise include: Mortgage-Backed Securities, Collateralized Mortgage Obligations, Corporate and Municipal Bonds and Government Agency Securities. Mr. Vaughan works with Institutional Customers, Individuals and Retirement Accounts with an emphasis on investments that have principal protection.

He is Series 7, Series 24 and Series 63 licensed and earned his Chartered Financial Analyst designation in 1997.

Disclaimer

What's Working Now is produced for entertainment and informational purposes only. Securities and investment strategies discussed are not intended as solicitation or recommendation to buy or sell any security or product.

Before making any investment decision, you should discuss related risks and your financial situation with your financial consultant and your tax professional. Information provided is obtained from sources believed to be reliable, but hosts and guests of What's Working Now can make no guarantees, express or implied, about its accuracy.

John Bott, Bill Payne, and Jon Vaughan are Registered Representatives of and offer securities through Tri-Star Financial, a registered broker-dealer member FINRA/SIPC. John Bott is an Investment Adviser Representative of and provides investment management and advice through Parallax Investments, LLC, an investment advisory firm registered in the state of Texas. Bill Payne and Jon Vaughan are Investment Adviser Representatives and provide investment management and advice through Tri-Star Advisors, Inc, an investment advisory firm registered in the state of Texas.Tri-Star Financial, Parallax Investments, LLC, and Tri-Star Advisors, Inc are affiliated through common ownership.

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